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TONG Yi

佟毅
CE BTU907Licensed IndividualSFO licence active
Official SFC record

TONG Yi (CE number BTU907) is an individual licensed by the Hong Kong SFC. First licensed on 2023-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeForthright Capital Management Limited
方德資本管理有限公司
RepresentativeForthright Securities Company Limited
方德證券有限公司

Licence Record (6)

2024-03-21 – present Current
Forthright Securities Company Limited Rep
RA 1
2024-03-21 – present Current
Forthright Capital Management Limited Rep
RA 9
2023-08-16 – 2024-03-01
Harris Fraser (International) Limited Rep
RA 1 RA 4 RA 9
2023-08-16 – 2024-03-01
Mason Investment Management Limited Rep
RA 1 RA 4 RA 9
2023-07-06 – 2024-03-01
Mason Securities Limited Rep
RA 1 RA 4 RA 9
2023-07-06 – 2024-03-01
Duncan Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTU907