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CAO Guanwen

曹冠文
CE BTU151Licensed IndividualSFO licence active
Official SFC record

CAO Guanwen (CE number BTU151) is an individual licensed by the Hong Kong SFC. First licensed on 2023-06-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAdmiralty Harbour Capital Limited
鐘港資本有限公司

Licence Record (1)

2023-06-05 – present Current
Admiralty Harbour Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTU151