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TO Kwan Chun Stephen

陶群俊
CE BTT937Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TO Kwan Chun Stephen (CE number BTT937) is an individual licensed by the Hong Kong SFC. First licensed on 2023-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerArtisan Partners Hong Kong Limited

Licence Record (2)

2023-10-19 – present Current
Artisan Partners Hong Kong Limited RO
RA 1 RA 9
2023-07-06 – 2023-09-26
Artisan Partners Hong Kong Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTT937