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TSUI Tsz Him

徐梓謙
CE BTS988Licensed IndividualSFO licence active
Official SFC record

TSUI Tsz Him (CE number BTS988) is an individual licensed by the Hong Kong SFC. First licensed on 2023-05-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitadel Securities (Hong Kong) Limited

Licence Record (2)

2025-04-22 – present Current
Citadel Securities (Hong Kong) Limited Rep
RA 1 RA 2
2023-05-12 – 2023-09-29
XY Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTS988