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GONG Biao

宫彪
CE BTQ491Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GONG Biao (CE number BTQ491) is an individual licensed by the Hong Kong SFC. First licensed on 2023-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerVMS Asset Management Limited
鼎珮資產管理有限公司
RepresentativeVMS Securities Limited
鼎珮證券有限公司

Licence Record (3)

2023-08-07 – present Current
VMS Asset Management Limited RO
RA 4 RA 9
2023-06-16 – present Current
VMS Securities Limited Rep
RA 1
2023-06-16 – 2023-08-07
VMS Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTQ491