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XIAO Xiong

肖雄
CE BTN184Licensed IndividualSFO licence active
Official SFC record

XIAO Xiong (CE number BTN184) is an individual licensed by the Hong Kong SFC. First licensed on 2023-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (3)

2024-03-11 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2024-02-08 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2023-03-01 – 2023-10-24
Haitong International Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTN184