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CHEN Chi

陳遲
CE BTJ976Licensed IndividualSFO licence active
Official SFC record

CHEN Chi (CE number BTJ976) is an individual licensed by the Hong Kong SFC. First licensed on 2023-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RepresentativeChina Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司

Licence Record (3)

2026-04-02 – present Current
China Everbright Securities (HK) Limited Rep
RA 1 RA 9
2026-04-02 – present Current
China Everbright Securities Asset Management Limited Rep
RA 1 RA 4 RA 9
2023-03-09 – 2026-02-18
Yuanta Futures (HK) Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTJ976