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LIAO Han

廖晗
CE BTH174Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIAO Han (CE number BTH174) is an individual licensed by the Hong Kong SFC. First licensed on 2023-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXinhai (Hong Kong) International Investment Management Co., Limited
新海(香港)國際投資管理有限公司

Licence Record (5)

2025-02-04 – present Current
Xinhai (Hong Kong) International Investment Management Co., Limited RO
RA 4 RA 9
2024-04-12 – 2025-02-04
Xinhai (Hong Kong) International Investment Management Co., Limited Rep
RA 4 RA 9
2023-04-06 – 2023-06-02
CR Wealth and Asset Management Limited RO
RA 9
2023-01-27 – 2023-06-02
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4
2023-01-27 – 2023-06-02
CR Wealth and Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTH174