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LI Ye

李曄
CE BTG969Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ye (CE number BTG969) is an individual licensed by the Hong Kong SFC. First licensed on 2022-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRP Asset Management Limited
瑞平資產管理有限公司

Licence Record (2)

2025-03-27 – present Current
RP Asset Management Limited RO
RA 1 RA 4 RA 9
2022-12-21 – 2025-03-27
RP Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTG969