Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KU Ming Tat

顧明達
CE BTC306Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KU Ming Tat (CE number BTC306) is an individual licensed by the Hong Kong SFC. First licensed on 2022-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerYuen Meta (International) Securities Limited
元宇宙(國際)證券有限公司
RepresentativeLeo Asset Management Limited
麗奧資產管理有限公司

Licence Record (5)

2026-04-09 – present Current
Yuen Meta (International) Securities Limited RO
RA 1
2025-07-14 – present Current
Leo Asset Management Limited Rep
RA 4 RA 9
2025-07-14 – 2026-04-09
Yuen Meta (International) Securities Limited Rep
RA 1
2024-02-01 – 2025-06-30
Livermore Family Office Services Limited Rep
RA 9
2022-11-24 – 2025-06-30
Livermore Holdings Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTC306