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QIAN Zhe

錢喆
CE BSZ485Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIAN Zhe (CE number BSZ485) is an individual licensed by the Hong Kong SFC. First licensed on 2022-11-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGolden K2 Investment Management Limited
Responsible OfficerGolden K2 Securities Limited

Licence Record (5)

2024-08-16 – present Current
Golden K2 Investment Management Limited RO
RA 4 RA 9
2024-05-02 – present Current
Golden K2 Securities Limited RO
RA 1 RA 4
2024-03-04 – 2024-05-02
Golden K2 Securities Limited Rep
RA 1
2023-09-15 – 2024-02-29
Gamma Securities Limited RO
RA 4 RA 9
2022-11-28 – 2024-02-29
Gamma Securities Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSZ485