Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XIE Yuanyuan

謝园园
CE BSX347Licensed IndividualSFO licence active
Official SFC record

XIE Yuanyuan (CE number BSX347) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLegend Arb Advisors Limited
利臻投資顧問有限公司

Licence Record (1)

2022-09-20 – present Current
Legend Arb Advisors Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSX347