Legend Arb Advisors Limited
利臻投資顧問有限公司
CE BJN942Licensed Corporation
Legend Arb Advisors Limited is a Hong Kong SFC licensed corporation (CE number BJN942). First licensed on 2017-08-29. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-07-19 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2019-07-19 |
| RA 9 | Asset Management | 提供資產管理 | 2017-08-29 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| ABW233 | CHAN Tsun Man, Norman | 陳俊文 |
| BKN447 | MEIRA DE MORAIS Pedro Filipe | |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| BSX347 | XIE Yuanyuan | 謝园园 |