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LI Cheuk Him

李卓謙
CE BSU156Licensed IndividualSFO licence active
Official SFC record

LI Cheuk Him (CE number BSU156) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCarlyon Asset Management Limited
格理昂資產管理有限公司
RepresentativeCarlyon Securities Limited
格理昂證券有限公司

Licence Record (2)

2022-09-02 – present Current
Carlyon Securities Limited Rep
RA 1
2022-09-02 – present Current
Carlyon Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSU156