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KWOK Ka Fai Gavin

郭家暉
CE BST762Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Fai Gavin (CE number BST762) is an individual licensed by the Hong Kong SFC. First licensed on 2022-07-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
RepresentativeMIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司

Licence Record (4)

2023-08-23 – present Current
MIB Securities (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2023-08-23 – 2025-05-15
MIB Futures (Hong Kong) Limited Rep
RA 2
2022-07-21 – 2023-07-07
Arta Global Markets Limited Rep
RA 1 RA 4
2022-07-21 – 2023-07-07
Arta Global Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BST762