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WAN Zeng

万曾
CE BSS939Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Zeng (CE number BSS939) is an individual licensed by the Hong Kong SFC. First licensed on 2022-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司

Licence Record (1)

2022-10-14 – present Current
China International Capital Corporation Hong Kong Asset Management Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSS939