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SIU Kai Wan

蕭佳韻
CE BSR607Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SIU Kai Wan (CE number BSR607) is an individual licensed by the Hong Kong SFC. First licensed on 2022-06-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNovel Wealth Management Limited
諾緯資產管理有限公司

Licence Record (2)

2022-09-29 – present Current
Novel Wealth Management Limited RO
RA 1 RA 4 RA 9
2022-06-23 – 2022-09-29
Novel Wealth Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSR607