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LEUNG Yuen Yi Kim

梁苑怡
CE BSQ712Licensed IndividualSFO licence active
Official SFC record

LEUNG Yuen Yi Kim (CE number BSQ712) is an individual licensed by the Hong Kong SFC. First licensed on 2022-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (2)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2022-06-09 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSQ712