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CHAN Kwok Wai

陳覺偉
CE BSJ425Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kwok Wai (CE number BSJ425) is an individual licensed by the Hong Kong SFC. First licensed on 2022-05-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWE Asset Management Limited
維恩資產管理有限公司
Responsible OfficerWE Securities Limited
維恩證券有限公司

Licence Record (5)

2025-12-08 – present Current
WE Securities Limited RO
RA 1
2025-12-08 – present Current
WE Asset Management Limited RO
RA 4 RA 9
2024-12-18 – 2025-12-08
WE Securities Limited Rep
RA 1
2024-12-18 – 2025-12-08
WE Asset Management Limited Rep
RA 4 RA 9
2022-05-17 – 2024-10-17
Shanggu Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSJ425