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Xie Dan

謝丹
CE BSJ162Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

Xie Dan (CE number BSJ162) is an individual licensed by the Hong Kong SFC. First licensed on 2022-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (2)

2022-11-10 – present Current
China Securities (International) Brokerage Company Limited RO
RA 1 RA 4
2022-10-18 – 2022-11-10
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSJ162