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CHUNG KAI MAN

鍾啟文
CE BSI353Licensed IndividualSFO licence active
Official SFC record

CHUNG KAI MAN (CE number BSI353) is an individual licensed by the Hong Kong SFC. First licensed on 2022-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNuveen Hong Kong Limited

Licence Record (1)

2022-04-27 – present Current
Nuveen Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSI353