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WANG ALLEN

王維
CE BSD399Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG ALLEN (CE number BSD399) is an individual licensed by the Hong Kong SFC. First licensed on 2022-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRisen Family Office Limited
潤晟家族辦公室有限公司

Licence Record (2)

2024-06-03 – present Current
Risen Family Office Limited RO
RA 1 RA 4 RA 9
2022-03-08 – 2024-06-03
Risen Family Office Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSD399