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LIU Bei

劉蓓
CE BSA364Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Bei (CE number BSA364) is an individual licensed by the Hong Kong SFC. First licensed on 2022-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerABCI Securities Company Limited
農銀國際證券有限公司
RepresentativeABCI Capital Limited
農銀國際融資有限公司

Licence Record (3)

2025-02-03 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2022-07-08 – present Current
ABCI Securities Company Limited RO
RA 1 RA 4
2022-01-26 – 2022-07-08
ABCI Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSA364