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GAO Siyuan

高思源
CE BRY530Licensed IndividualSFO licence active
Official SFC record

GAO Siyuan (CE number BRY530) is an individual licensed by the Hong Kong SFC. First licensed on 2021-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePIMCO Asia Limited
品浩投資管理(亞洲)有限公司

Licence Record (3)

2023-01-20 – present Current
PIMCO Asia Limited Rep
RA 1 RA 4 RA 9
2021-12-16 – 2023-01-06
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2021-12-16 – 2023-01-06
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRY530