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NG Ting Him Gareth

吳廷謙
CE BRT060Licensed IndividualSFO licence active
Official SFC record

NG Ting Him Gareth (CE number BRT060) is an individual licensed by the Hong Kong SFC. First licensed on 2021-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司

Licence Record (1)

2021-10-15 – present Current
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRT060