Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Kwok Chuen

陳國川
CE BRS408Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kwok Chuen (CE number BRS408) is an individual licensed by the Hong Kong SFC. First licensed on 2021-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSunfund Fund Management Limited
東皓基金管理有限公司
RepresentativeSunfund Securities Limited
東皓證券有限公司

Licence Record (7)

2026-01-15 – present Current
Sunfund Securities Limited Rep
RA 1 RA 4
2026-01-15 – present Current
Sunfund Fund Management Limited RO
RA 9
2024-12-20 – 2025-12-31
Guolian Securities International Asset Management Co., Limited RO
RA 9
2022-04-29 – 2025-12-31
Guolian Securities International Capital Co., Limited Rep
RA 1 RA 4
2022-04-29 – 2024-12-20
Guolian Securities International Asset Management Co., Limited Rep
RA 9
2022-03-30 – 2022-04-08
Arta Global Markets Limited Rep
RA 1 RA 4 RA 9
2021-10-08 – 2022-03-11
Arta Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRS408