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ZHAO Yong

趙勇
CE BRR865Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Yong (CE number BRR865) is an individual licensed by the Hong Kong SFC. First licensed on 2023-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGlobal West Securities (Hong Kong) Limited
大西部證券(香港)有限公司
RepresentativeGlobal West Securities (Hong Kong) Limited
大西部證券(香港)有限公司

Licence Record (2)

2024-02-05 – present Current
Global West Securities (Hong Kong) Limited RO
RA 4 RA 9
2023-12-28 – 2024-02-05
Global West Securities (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRR865