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SHEN Jie

沈杰
CE BRQ225Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEN Jie (CE number BRQ225) is an individual licensed by the Hong Kong SFC. First licensed on 2021-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (2)

2026-01-28 – present Current
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2021-09-07 – 2026-01-28
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRQ225