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LAU Tai Wai

劉大為
CE BRN878Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Tai Wai (CE number BRN878) is an individual licensed by the Hong Kong SFC. First licensed on 2021-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLong Trends Securities Limited
恒興證券有限公司

Licence Record (3)

2023-04-21 – present Current
Long Trends Securities Limited RO
RA 1 RA 4 RA 9
2023-04-03 – 2023-04-21
Long Trends Securities Limited Rep
RA 1 RA 4 RA 9
2021-08-10 – 2022-10-14
Zenith Innovation Financial Group Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRN878