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LIU Yawen

劉亞雯
CE BRL008Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Yawen (CE number BRL008) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCEB International Capital Corporation Limited
光銀國際資本有限公司
RepresentativeCEB International Capital Corporation Limited
光銀國際資本有限公司

Licence Record (1)

2021-07-14 – present Current
CEB International Capital Corporation Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRL008