Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GAO Jimmy Z

高照陽
CE BRI087Licensed IndividualSFO licence active
Official SFC record

GAO Jimmy Z (CE number BRI087) is an individual licensed by the Hong Kong SFC. First licensed on 2021-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCinda International Asset Management Limited
信達國際資產管理有限公司

Licence Record (2)

2022-10-24 – present Current
Cinda International Asset Management Limited Rep
RA 4 RA 9
2021-06-16 – 2022-05-16
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRI087