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ZHAO Yan

赵妍
CE BRG358Licensed IndividualSFO licence activeAMLO licence active
Official SFC record

ZHAO Yan (CE number BRG358) is an individual licensed by the Hong Kong SFC. First licensed on 2021-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHong Kong Digital Asset EX Limited
香港數字資產交易集團有限公司

Licence Record (5)

2025-02-24 – present Current
Hong Kong Digital Asset EX Limited Rep
AMLO VA RA 1 RA 7
2024-03-18 – 2024-06-12
Victory Securities Company Limited Rep
RA 1 RA 4 RA 9
2022-11-08 – 2023-05-19
South China Research Limited Rep
RA 4
2022-10-25 – 2023-05-19
South China Securities Limited Rep
RA 1
2021-08-31 – 2022-10-07
AJ SECURITIES LIMITED Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRG358