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CAI Liyan

蔡立言
CE BRF353Licensed IndividualSFO licence active
Official SFC record

CAI Liyan (CE number BRF353) is an individual licensed by the Hong Kong SFC. First licensed on 2021-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSurich Asset Management Limited
順裕資產管理有限公司

Licence Record (2)

2026-04-15 – present Current
Surich Asset Management Limited Rep
RA 4 RA 9
2021-05-25 – 2026-01-16
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRF353