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WAN So Yee

温素怡
CE BRD631Licensed IndividualSFO licence active
Official SFC record

WAN So Yee (CE number BRD631) is an individual licensed by the Hong Kong SFC. First licensed on 2021-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 13 (Depositary services).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC (Asia) Trustee Company Limited
工銀亞洲信託有限公司

Licence Record (2)

2024-10-02 – present Current
ICBC (Asia) Trustee Company Limited Rep
RA 13
2021-05-03 – 2022-06-17
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRD631