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SO Wai Ching

蘇偉澄
CE BRB314Licensed IndividualSFO licence active
Official SFC record

SO Wai Ching (CE number BRB314) is an individual licensed by the Hong Kong SFC. First licensed on 2021-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKingsway Financial Services Group Limited
滙富金融服務有限公司
RepresentativeKingsway SW Asset Management Limited
滙富資產管理有限公司

Licence Record (3)

2024-11-20 – 2026-03-30
CBH Asia Limited Rep
RA 1 RA 4 RA 9
2024-03-18 – 2024-10-18
Kingsway Financial Services Group Limited Rep
RA 1
2021-04-23 – 2022-05-14
LGT Investment Management (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRB314