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LI Ming

李明
CE BQW734Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ming (CE number BQW734) is an individual licensed by the Hong Kong SFC. First licensed on 2021-04-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCentral International Securities Limited
中環國際證券有限公司

Licence Record (5)

2024-03-21 – present Current
Central International Securities Limited RO
RA 1 RA 4
2023-01-31 – 2023-05-12
Dingxin (Securities) Limited Rep
RA 1 RA 4
2022-09-20 – 2023-09-29
Dingxin (Securities) Limited RO
RA 1 RA 4 RA 9
2021-10-11 – 2022-09-02
JQ Securities (Hong Kong) Limited RO
RA 4 RA 9
2021-04-22 – 2022-09-02
JQ Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQW734