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WU Bangxian

吳邦限
CE BQP573Licensed IndividualSFO licence active
Official SFC record

WU Bangxian (CE number BQP573) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDymon Asia Capital (HK) Limited

Licence Record (4)

2023-07-17 – present Current
Dymon Asia Capital (HK) Limited Rep
RA 9
2020-12-30 – 2023-07-05
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2020-12-30 – 2023-07-05
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2020-12-30 – 2023-07-05
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQP573