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LU Wentao

陆文韬
CE BQL549Licensed IndividualSFO licence active
Official SFC record

LU Wentao (CE number BQL549) is an individual licensed by the Hong Kong SFC. First licensed on 2020-11-23. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司

Licence Record (2)

2022-10-06 – present Current
CMB International Global Markets Limited Rep
RA 4
2020-11-23 – 2022-09-08
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQL549