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ZHAO Yuan

趙圓
CE BQK009Licensed IndividualSFO licence active
Official SFC record

ZHAO Yuan (CE number BQK009) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNan Fung Trinity (HK) Limited

Licence Record (3)

2024-03-04 – present Current
Nan Fung Trinity (HK) Limited Rep
RA 1 RA 4 RA 9
2021-11-24 – 2023-09-01
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2020-12-11 – 2021-09-17
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQK009