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XU Xiaokui

徐小葵
CE BQI526Licensed IndividualExecutive OfficerNo active licence
Official SFC record

XU Xiaokui (CE number BQI526) is an individual licensed by the Hong Kong SFC. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerUBS AG

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQI526