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TIN Wai Sun

田偉辰
CE BQG627Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIN Wai Sun (CE number BQG627) is an individual licensed by the Hong Kong SFC. First licensed on 2020-10-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerRealord Asia Pacific Asset Management Limited
偉祿亞太資產管理有限公司
Responsible OfficerRealord Asia Pacific Securities Limited
偉祿亞太證券有限公司
RepresentativeRealord Asia Pacific Asset Management Limited
偉祿亞太資產管理有限公司

Licence Record (6)

2023-09-26 – present Current
Realord Asia Pacific Securities Limited RO
RA 1
2023-09-26 – present Current
Realord Asia Pacific Asset Management Limited RO
RA 4
2023-07-26 – present Current
Realord Asia Pacific Asset Management Limited Rep
RA 4 RA 9
2023-07-26 – 2023-09-26
Realord Asia Pacific Securities Limited Rep
RA 1
2023-01-04 – 2023-06-30
XinKong International Securities Limited RO
RA 1 RA 4
2020-10-29 – 2023-01-04
XinKong International Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQG627