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MOK Hoi Ming, Herman

莫凱名
CE BQG131Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MOK Hoi Ming, Herman (CE number BQG131) is an individual licensed by the Hong Kong SFC. First licensed on 2020-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTse's Securities Limited
謝氏膺暉證券有限公司

Licence Record (2)

2026-01-20 – 2026-06-10
GEO Securities Limited RO
RA 1 RA 4
2020-10-12 – 2026-06-10
GEO Securities Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQG131