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WONG Shuk Yan

黃淑欣
CE BQE113Licensed IndividualSFO licence active
Official SFC record

WONG Shuk Yan (CE number BQE113) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRAM Investment Advisors Limited
譽信投資管理有限公司

Licence Record (3)

2023-04-24 – present Current
RAM Investment Advisors Limited Rep
RA 1 RA 4
2020-09-25 – 2023-03-31
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2020-09-25 – 2023-03-31
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQE113