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LO Tai Yue, Nelson

盧泰瑜
CE BQC447Licensed IndividualSFO licence active
Official SFC record

LO Tai Yue, Nelson (CE number BQC447) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-16. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWRise Prestige Securities Limited
昇世匯盈證券有限公司

Licence Record (2)

2024-07-16 – present Current
WRise Prestige Securities Limited Rep
RA 1
2020-09-16 – 2024-05-15
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQC447