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XIE Yunze

謝昀澤
CE BQC380Licensed IndividualSFO licence active
Official SFC record

XIE Yunze (CE number BQC380) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitadel Asia Limited

Licence Record (2)

2022-08-02 – present Current
Citadel Asia Limited Rep
RA 1
2020-09-29 – 2022-07-15
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQC380