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HOU Xuening

侯雪宁
CE BPX766Licensed IndividualSFO licence active
Official SFC record

HOU Xuening (CE number BPX766) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (3)

2020-12-01 – present Current
First Shanghai Securities Limited Rep
RA 1
2020-09-21 – 2020-11-07
Fulbright Securities Limited Rep
RA 1
2020-09-21 – 2020-11-07
Fulbright Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPX766