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ZHU Jianfeng

朱劍峰
CE BPX064Licensed IndividualSFO licence active
Official SFC record

ZHU Jianfeng (CE number BPX064) is an individual licensed by the Hong Kong SFC. First licensed on 2021-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeLego Corporate Finance Limited
力高企業融資有限公司
RepresentativeLego Securities Limited
力高證券有限公司

Licence Record (8)

2024-09-11 – present Current
Lego Corporate Finance Limited Rep
RA 6
2024-01-23 – present Current
Lego Securities Limited Rep
RA 1
2024-01-23 – 2024-08-29
Lego Asset Management Limited Rep
RA 4 RA 9
2023-06-02 – 2023-07-27
Huajin Research (International) Limited Rep
RA 4
2023-02-20 – 2023-07-27
Huajin Securities (International) Limited Rep
RA 1
2022-04-13 – 2022-10-31
Golden K2 Securities Limited Rep
RA 1
2021-09-16 – 2022-10-31
Maxcess Capital Limited Rep
RA 4 RA 9
2021-01-22 – 2021-08-31
BOA Global Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPX064