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WONG Ho Yin

黃浩賢
CE BPW957Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ho Yin (CE number BPW957) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUbiquant Asset Management Co., Limited

Licence Record (4)

2026-04-13 – present Current
Ubiquant Asset Management Co., Limited RO
RA 4 RA 9
2024-01-02 – 2026-04-13
Ubiquant Asset Management Co., Limited Rep
RA 4 RA 9
2020-07-24 – 2023-12-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2020-07-24 – 2023-12-05
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW957