Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Zhiwen

伍志文
CE BPW898Licensed IndividualSFO licence active
Official SFC record

WU Zhiwen (CE number BPW898) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaoDe Investment (HK) Asset Management Limited
道得投資(香港)資產管理有限公司

Licence Record (4)

2025-09-17 – present Current
DaoDe Investment (HK) Asset Management Limited Rep
RA 4 RA 9
2023-05-15 – 2024-07-29
Goldlink Securities Limited Rep
RA 1
2022-06-28 – 2024-07-29
Goldlink Asset Management (Asia) Limited Rep
RA 4 RA 9
2020-08-14 – 2022-06-28
Vast Harbour Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW898