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LU Xi

盧曦
CE BPW675Licensed IndividualSFO licence active
Official SFC record

LU Xi (CE number BPW675) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTaikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司

Licence Record (3)

2024-04-02 – present Current
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2022-02-10 – 2023-12-24
Fosun Asset Management Limited Rep
RA 1 RA 4 RA 9
2020-08-11 – 2021-11-23
China Renaissance Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW675